University of Economics

Vietnamese-Dutch Project

Institute of Social Studies

Vietnamese

                        

Thesis Research Design Seminars                                                                back

Semester 4, Class 6 (1999-2001)

Course leaders:     A Haroon Akram-Lodhi

Youdi Schipper

1.0                Introduction

The culmination of the MDE teaching programme is the writing of a research thesis that is designed to push students in the development of their independent analytical capabilities.  The thesis, which is sometimes also called a dissertation, is an original piece of academic research on a topic that the student has identified.  In order to complete a thesis, the student must be able to:  i) present an argued statement of a researchable problem; ii) present an argued statement of a methodology that is appropriate to the investigation of a researchable problem; iii) present a systematic analysis of the researchable problem utilizing the methodology that has been presented, and in so doing construct an argument; and iv) present a conclusion that summarizes the result.  All theses must demonstrate an understanding and application of economic theory to issues of policy.

Before being allowed to begin work on their thesis, students must develop a complete thesis research design (TRD).  The TRD, which is also called a research proposal, briefly summarizes:  i) an argued statement of a researchable problem; and ii) presents an argued statement of a methodology that is appropriate to the investigation of a researchable problem.  In so doing, the TRD demonstrates both the importance and the feasibility of the research.  In order to make such a demonstration, the TRD contains all the choices that the researcher has made in preparing to undertake a particular piece of thesis research.  It therefore defines:  the scope and limits of the research; the main concepts that are being used in the research; the theories that guide the selection of concepts; the research questions and hypotheses that are being put forward by the researcher in light of the theories that guide the research; the basis upon which key concepts will be translated into empirically measurable variables capable of answering the research questions; the data requirements necessary to assess the empirical variables; and the analytical instruments and methods that will be used to explore the data.

The Thesis Design Seminar is designed to guide and assist the student through the development of their TRD, and in so doing facilitate the beginning of work on their thesis.

2.0                Learning objective

This course will result in the completion of a TRD that has been approved by the Project Scientific Committee and which will, as a consequence, permit the student to proceed to work on their thesis.

3.0                Teaching methods

Teaching will consist of three components:

1.                    an informal review by the course leaders of a proposed research question;

2.                    an informal review by the course leaders of the background to a justification of the research question;

3.                    an informal set of seminars directed by individual students that will discuss and refine a draft TRD into a finished form that can be approved by the Project Scientific Committee.

4.0                Student workload

This course carries a weight of 30 MA Calendar hours.  However, the average student seeking to achieve an average performance should be prepared to devote a minimum of 105 working hours to it.  The breakdown of this minimum student workload is as follows:

TRD seminar presentation:                                            1 hour

TRD seminar discussant presentation:                            2 hours

TRD writing and preparation:                                           40 hours

TRDseminar discussant preparation:                               2 hours

Reading:                                                                       60 hours

Total:                                                                           105 hours

5.0                Assessment method

The course is assessed on the basis of the written TRD.  The written TRD will be submitted to the Project Office before the TRD seminars.  In light of the written TRD and the TRD seminar, the student will either be passed or will be failed by the Project Scientific Committee.  Students must pass before they will be allowed to begin work on their thesis.  Students who fail will receive the opportunity to revise and resubmit a written TRD within one month.

6.0                Teaching programme

6.1           28 November 2000:               A research question

Learning objective:             to formulate a researchable question

Procedure:

1.                    In the period leading up to 28 November 2000 students must begin to develop basic ideas about a possible theis topic.  Write down possible topics.

2.                    As your ideas develop, it is necessary to formulate a problem, from which should emerge key research questions.  Write down possible research questions that are consistent with the topics.

3.                    On 28 November at 14.00 students must submit two copies of a typed one-sentence question that identifies the problem that they propose to investigate in their thesis.  The question must be submitted directly to the course leaders, who will immediately review it for them in their presence.  The course leaders will either:

q       Accept the research question;

q       Require that the student revise and resubmit the research question.

                 Submissions of more than one sentence will not be accepted.

6.2           11 December 2000:               Developing a justification

Learning objective:             to formulate the background to a justification of the research question

Procedure:

1.                    In order to participate in this activity, students must have presented a research question that has been accepted by the course leaders.

2.                    On 11 December at 14.00 students must submit two copies of a single typed sheet containing:

q       The accepted research question;

q       In three words, the topic within economics within which the question is located;

q       The key words in the question that would form the basis of a literature study;

q       5 properly cited readings that could form the basis of a more detailed literature study

q       In one sentence, why the question is important for Vietnam.

The submission must be submitted directly to the course leaders, who will immediately review it for them in their presence.  The course leaders will either:

q       Accept the submission, and allow the student to begin work on the TRD;

q       Require that the student revise the submission.

Submissions that are not in accordance with this format will not be accepted.

 6.3          8 January 2001:                     Thesis research design seminars

Learning objective:             to critically evaluate research proposals

Procedure:

Students who have successfully completed teaching programme item 6.1 and 6.2 will be allowed to proceed to teaching programme item 6.3, in which their individual TRDs will be presented to Class 6 during the week commencing 8 January 2001.

Four finished copies of the TRD must be submitted to the Project Office before the seminar, so that copies can be distributed to discussants and staff.  The schedule for submission of completed TRDs is as follows:

Date of presentation                                                                            Date of submission

8 January                                                                                               5 January

9 January                                                                                               5 January

10 January                                                                                             8 January

11 January                                                                                             9 January

12 January                                                                                             10 January

TRDs must be received by the Project Office no later than 09.00 on the date of submission.  There will be no exceptions to these dates.

The schedule of individual TRD seminar presentations is as follows:

Monday, 8 January 2001

08.00       PT Binh                  Discussants:  VTB Huong, Phuong

09.00       DT Binh                 Discussants:  NTT Huong, Son

10.00       Chinh                     Discussants:  Khuong, Tai

Lunch

13.30       Dong                      Discussants:  Ky, Thang

14.30       Duc                         Discussants:  Lan, Thanh

15.30       Ha                           Discussants:  Le, Thuy

Tuesday, 9 January 2001

08.00       NQ Hai                   Discussants:  Linh, Trong

09.00       LN Hai                    Discussants:  Loan, Trung

10.00       Hong                      Discussants:  Luu, Tuan

Lunch

13.30       VTB Huong           Discussants:  Nguyen, Vy

14.30       NTT Huong          Discussants:  PT Binh, Son

15.30       Khuong                 Discussants:  DT Binh, Tai

Wednesday, 10 January 2001

08.00       Ky                           Discussants:  Chinh, Thang

09.00       Lan                         Discussants:  Dong, Thanh

10.00       Le                            Discussants:  Duc, Thuy

Lunch

13.30       Linh                        Discussants:  Ha, Trong

14.30       Loan                       Discussants:  NQ Hai, Trung

15.30       Luu                         Discussants:  LN Hai, Tuan

Thursday, 11 January 2001

08.00       Nguyen                  Discussants:  Hong, Vy

09.00       Phuong                  Discussants:  PT Binh, Le

10.00       Son                         Discussants:  DT Binh, Lan

Lunch

13.30       Tai                          Discussants:  Chinh, Ky

14.30       Thang                    Discussants:  Dong, Khuong

15.30       Thanh                    Discussants:  Duc, NTT Huong

Friday, 12 January 2001

08.00       Thuy                      Discussants:  Ha, VTB Huong

09.00       Trong                     Discussants:  NQ Hai, Hong

10.00       Trung                     Discussants:  LN Hai, Linh

Lunch

13.30       Tuan                       Discussants:  Loan, Phuong

14.30       Vy                           Discussants:  Luu, Nguyen

In order to facilitate the thesis design seminars, the timetable is, as indicated above, allocated into 1 hour ‘slots’.  Each 1 hour slot will have the following arrangments:

1.        20 minutes:                    Presentation of TRD by student

2.        5 minutes:                      Comments of first discussant

3.        5 minutes:                      Comments of second discussant

4.        5 minutes:                      Response of presenting student to discussant’s comments

5.        10 minutes:                    General questions

6.        10 minutes:                    Staff comments

7.        5 minutes:                      Break

Students will not be allowed to exceed their presentation times.  Those that do so will be stopped by the course leaders, and will not be allowed to continue.

Students will be informed of the outcome of their Thesis Research Design Seminar before 17 January 2001.  Students who fail to submit an acceptable TRD will not be permitted to begin work on their thesis.  Rather, they will be asked to revise their TRD and resubmit it following Tet.

Format of the TRD

During the Research Methodology for Development Course held during Semester 2, students were given a document entitled ‘Preparing a research design for a thesis’.  This document contains the format the TRDs must follow.  To reiterate, a TRD must consist of:

1.        A working title

A working title should be concise, clearly describing the subject matter of the proposed thesis.  Therefore, avoid obscure and confusing titles.

It is important to note that the choice of a working title does not commit a researcher to the use of the title in the final thesis.  As the research process is iterative, it is to be expected that over the course of the research the subject of the thesis may change, and as a consequence the working title which is initially proposed may no longer be appropriate for the completed thesis. 

2.        A problem statement

This section should explain what the research problem or issue is that is going to be investigated, and why the proposed research is important or interesting.  In order to do so, the problem statement should detail the aims, rationale and significance of the research, in either the theoretical or the policy-making field.  The problem statement should also clearly define the conceptual, temporal and geographical limits to the research that is being proposed.

3.        A justification of the research

This section should contain the general theoretical and empirical information necessary to understand the background to the research problem.  In order to provide such information, it is necessary to include in this section a brief literature study.  The literature study should demonstrate the researcher’s knowledge of how the problem or issue has been addressed in the theoretical and empirical literature surrounding the research topic, and in so doing highlight the gaps that exist in the literature and thus in existing knowledge.  The literature study should therefore concisely discuss important theories, concepts, models and hypotheses that have guided the analytical approaches of previous research, while at the same time indicating the limitations of previous research.  By the end of the literature study, the reader should not only be familiar with the key theoretical ideas underpinning the proposed research; the reader should also be familiar with the key concepts that will guide the proposed research, and why the author believes that these concepts are important.

In writing a literature study, be selective.  Choose those authors who have made a significant contribution to the theoretical or empirical literature.  Do not rely on the work of a single author, unless that author offers a clearly dominant perspective on the research problem.  Do not include extended summaries of the work of other researchers unless those researchers offer a unique perspective on the existing literature and on the research problem.  Do not use long, direct quotes but rather carefully and accurately summarize in your own words important points that have been made by others.  At the same time, be critical.  Evaluate the theories, concepts and evidence that are being presented by assessing the strengths and weaknesses of each, and explaining to the reader what judgement you have reached about a particular theory, concept or evidence, and why.

Be sure to extensively reference the work of others, and in referencing the work of others do not rely solely on those authors whom you have decided to summarize, because the work of many authors builds upon the work of others whom you will choose not to summarize.

4.       Research questions

Having stated and justified the problem in general terms, this section should develop the research questions that emerge and that will be used to guide the research process.  The research questions should be stated as precisely and concisely as possible.  The research questions should be formulated in such a way that the expected relationships between concepts, variables, phenomena or events are clear.  This will assist in their operationalization.  If the research questions remain very wide-ranging, break them down into sub-questions that further help define the relationships that are being investigated in the research.

5.        Research hypotheses

This section directly follows on from the statement of the research questions.  The series of explicit postulated possible relationships between two or more concepts or variables that underpin the research questions and which will thus be used to guide the research should be elaborated by specifying the direction and pattern of the relationship between them.  Hypotheses should be specific and measurable.

6.        An analytical framework

Having explicitly postulated possible relationships between concepts or variables in the previous section, this section should clearly outline the theory, perspective or model upon which the researcher is basing their postulated possible relationships, and which thus determine the parameters of the research process.  The researcher can adopt the analytical framework developed by another researcher, or can develop a unique and singular approach.  In either instance, the analytical framework offers your theoretical position by denoting both the key concepts that will be used in the research and the postulated relationships between the concepts that will be investigated.  In economics, most analytical frameworks take the form of models.  However, it is not necessary to restrict yourself to a model when developing your analytical framework.  The analytical framework must also explain how concepts can be translated into empirically measurable variables, paying particular attention to the ways in which variables and concepts differ.

The propositions contained within the analytical framework form the core of the research design, determining the scope and depth of the research, the specific relationships between concepts that are being observed and, most importantly, the specific relationships between empirical variables that will be investigated in order to answer the research questions.  The analytical framework thus establishes research priorities that are consistent with both your problem statement and your justification.  As it establishes research priorities, in this section be sure to define all the terms that will be used to both indicate the important concepts used in the research and the empirical correlates of those concepts.  Where appropriate, indicate the affinities to and divergences from the positions of others, as outlined in the literature review contained in section 3.

7.        Research methods

This section should clearly indicate how you will obtain and analyze the information that is required to answer your research questions and test your research hypotheses.  It must therefore indicate:

  1. the kinds of data that will be required;

  2. how theoretical concepts that have been translated into empirically defined variables can be identified and measured;

  3. the sampling frame;

  4. the methods that will be used to extract information from the sampling frame;

  5. the methods that will be used to analyze the information so that the research questions can be answered.

Thus, contained within this section there should not only be an indication of the specific data collection measures that will be employed but also an indication of how such data sources allow you to answer your research questions.

8.        Work plan

This section should contain a precise and reasonable schedule for the period during which the research will be conducted.  The timetable must conform to the specific objectives of the research, and ample time should be allowed for each research activity.

9.        Proposed chapter outline

This should include a provisional working title for each chapter, the sub-sections that will be included within each chapter if they are known, and the estimated number of pages in each chapter and in each sub-section.

10.     References

This should properly cite all works used in the preparation of the RD.  Use the citation format that has already been distributed during the Research Methodology for Development course.

The maximum length of the TRD is 5000 words, including all references.  Students must include a word count on the front cover of the TRD; if the length exceeds the maximum, it will be returned to the student for revision.

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Vietnam Seminar Series                                                                 back

Class VI (1999-2001)

Coordinators:  A Haroon Akram-Lodhi

                     Youdi Schipper                    

Period:           2 October to 4 October 2000

Objectives of the Vietnam Seminar Series

In the Masters in Development Economics (MDE) programme, students are exposed to a wide variety of economic theories and policies.  However, it is usually the case that the applicability of these theories and policies to Vietnam is constrained, for two reasons.  The first reason is that Vietnam is an economy in transition from central planning to the market, and it remains the case that our understanding of the economics of the process of transition is at best limited.  The second reason is that in many areas our understanding of the operation of the Vietnamese economy is at best limited.  The economic analysis of Vietnam thus currently faces theoretical and empirical limits.

The Vietnam Seminar Series (VSS) is designed to directly confront and address these limits to our knowledge.  The VSS has five broad objectives:

1.         to synthesize the insights that have been acquired during the course of the MDE, in relation to economic theories, strategies and policies;

2.         to review and systematize the major instruments of policy and project analysis, which have been developed during the various components of the MDE;

3.         to test the competence of students to use theoretical insights and instruments of policy analysis to investigate what is theoretically and empirically known about a specific policy issue in Vietnam;

4.         to evaluate the ability of students to determine what is theoretically and empirically not known about a specific policy issue in Vietnam;

5.         to assess the capacity of students to develop an appropriate methodological framework which would, were it to be adopted, facilitate the acquisition of increased knowledge concerning that which is theoretically and empirically not known in relation to a specific policy issue in Vietnam.

The VSS takes for granted the fact that students have read and written widely on issues of theory and policy in Vietnam.  Using this knowledge, students have, in the course of their studies, had to provide answers.  Yet, given the two constraints noted above, answers in the Vietnamese context can be quite difficult to obtain.  In this light, a first task is to learn to ask the right questions.  With limits to knowledge concerning Vietnam, when investigating policy issues asking the right questions is usually much more important than providing an a priori answer.  After all, the right answer is usually a result of the right question.  However, the VSS is designed to get students to not only ask the right questions, but to think about how they might go about answering the questions they have asked.  The VSS is not designed to have students answer the questions they ask.  As such, the VSS lays the foundation for the further investigation of policy issues in Vietnam, investigations that may be taken up in further research.

Format of the VSS

Students will divide themselves up into teams of 4 or 5 students.  Members of the team must all be taking the same specialization option.  The members of the team will then select the specific policy issue they wish to investigate:

Industrialisation and economic development

Finance and development

1.comparing the efficiency of state-owned and non-state-owned enterprises

1. the impact of user charges on the use of public services

2.the export potential of small and medium enterprises

2. increasing access to credit for small and medium enterprises

3.foreign-invested enterprises and market concentration

3. enhancing the performance of state-owned commerical banks

4.tax rates and the rate of industrial investment

4. assessing the potential of the Vietnamese insurance market

5.the determinants of corporate profits

5. improving the management of the interest rate

Students will then engage in ongoing self-organized team study and discussions concerning the theoretical and empirical issues surrounding the policy they have selected.  While students will have to review the state of theoretical and empirical knowledge concerning the policy issue in Vietnam, particular emphasis should be placed upon that which needs to be known, and how it might be researched in the future.

In order to fulfil the objectives of the VSS, the ongoing work will require that students devote a minimum of 8 hours a week to the VSS.  To that end, teams will be expected to draw up a schedule of learning activities which covers the period leading up to the VSS; the schedule must be approved by the Organizers of the VSS, who will also periodically monitor team progress through a series of informal meetings.

The outcome of the team work will be the development, drafting and documentation of a group ‘Framework for Further Study’ paper, which highlights that which is known and that which needs to be known, theoretically and empirically, about a specific policy issue facing Vietnam.  The final version of the Framework for Future Study paper will be publicly presented to a Policy Issues Symposium to be held on 2 to 4 October 2000.  Each presentation will be assigned a discussant; the discussant will be expected to offer critical commentary on the presentation and lead the discussion of the strengths and weaknesses of the Framework for Future Study paper.  Upon the completion of the presentation, the Framework for Future Study paper will be submitted to the Organizers for assessment.

Assessment of the VSS

Thirty per cent of the total marks will be awarded on the basis of the presentation in the Policy Issues Symposium.

Seventy per cent of the total marks will be awarded on the basis of submitted Framework for Future Study paper, which should be no longer than 7500 words in length.

All marks are team marks, and are based upon full participation in all relevant VSS activities.  The Organizers reserve the right to award small bonus marks for outstanding contribution to specific activities.

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